Level Up Your Risk &
Compliance Game

Sole helps Financial Services companies accelerate Risk & Compliance technology transformation and adoption

Recent Highlights

Defined eComms Compliance strategic roadmap for top 10 Global Asset Manager

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Designed transformation framework for Regional Bank’s risk & compliance org

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Led major compliance platform upgrade for large Asset Manager

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Do you have what it takes to win at the game of compliance?

Come see us at the NSCP national conference in Orlando to try your luck at the Compliance Quest. Or give it a shot now if you can’t wait.

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How We’re Different

  • Sole focuses on helping risk and compliance organizations get the most of their technology by harmonizing tools with people and processes to create simplicity and durable outcomes.

  • Many consulting firms rely on one-size-fits-all playbooks that prioritize a specific software solution. We know that real success comes from a holistic approach — one that integrates the right governance, considers people and process impacts, and plans for long-term implications.

  • We work side-by-side with our clients as true partners and advocates, with many relationships lasting years – a testament to the trust and results we deliver.

  • We lead risk and compliance change from the inside with seasoned operators—no bloat, no learning curves, just experience and discipline.

How We Can Help

Case Studies

Resources

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In this whitepaper you’ll learn how to establish an effective framework for managing Digital Communications Governance & Archiving at your organization.

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In this webinar series with Smarsh, one of Sole’s partners, we walk you through the steps to drive a successful compliance transformation, from beginning to end.

What Our Clients Say

  • "Sole Consulting brought a high degree of technical knowledge and is incredibly adept at distilling complex technical information into digestible information for associates with novice-level technical skills. Highly recommend for future projects."

    Chief Compliance Officer at Top 10 Global Asset Manager